ROC Annual Compliance

ROC & MCA Annual Compliance
for Companies — from ₹3,999

CA-managed ROC compliance for Private Limited Companies and LLPs. All mandatory MCA filings — MGT-7, AOC-4, DIR-3 KYC — filed on time, every time.

✓ Zero penalty guarantee✓ All MCA forms✓ Compliance calendar✓ Expert CA team

Mandatory Annual Filings

Every Private Limited Company must complete these filings every year.

MGT-7 / MGT-7A

Annual Return

Within 60 days of AGM

Annual return containing details of shareholders, directors, and share capital.

AOC-4

Financial Statements

Within 30 days of AGM

Balance sheet, profit & loss account, and directors' report filed with MCA.

ADT-1

Auditor Appointment

Within 15 days of AGM

Intimation to Registrar about appointment or re-appointment of statutory auditor.

DIR-3 KYC

Director KYC

September 30 every year

Annual KYC verification for all directors. Non-compliance deactivates DIN.

INC-20A

Business Commencement

Within 180 days of incorporation

Declaration of commencement of business — mandatory for companies incorporated after Nov 2019.

MGT-14

Board Resolutions

Within 30 days of resolution

Filing of certain board and shareholder resolutions with the Registrar.

Compliance Plans

Most Common

Private Limited

₹3,999

+ govt fees at actuals

  • ✓MGT-7 annual return
  • ✓AOC-4 financial statements
  • ✓DIR-3 KYC for all directors
  • ✓ADT-1 auditor filing
  • ✓Board meeting minutes
  • ✓Compliance calendar
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LLP

₹2,999

+ govt fees at actuals

  • ✓Form 8 (Statement of Accounts)
  • ✓Form 11 (Annual Return)
  • ✓DIR-3 KYC for designated partners
  • ✓LLP agreement changes (if any)
  • ✓Compliance calendar
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Compliance Retainer

₹6,999/yr

Govt fees included (standard)

  • ✓Everything in Pvt Ltd plan
  • ✓MOA/AOA amendments
  • ✓Share transfer assistance
  • ✓Director addition/removal
  • ✓Priority CA support
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How ROC Compliance Works

1

Annual Compliance Review

We review your company's filing history, identify pending forms, and create a compliance checklist.

2

Financial Statement Preparation

Our CA prepares board-approved financial statements — balance sheet, P&L, and directors' report.

3

Board Meeting & AGM

We draft minutes for the Board meeting and AGM where accounts are approved and auditor appointed.

4

MCA Filing

We file MGT-7, AOC-4, ADT-1, and DIR-3 KYC on the MCA portal before the due dates.

5

Compliance Certificate

You receive a compliance summary with all SRNs and filing receipts for your records.

Frequently Asked Questions

What is ROC compliance and why is it mandatory?

ROC (Registrar of Companies) compliance refers to mandatory annual filings every company must submit to the Ministry of Corporate Affairs (MCA). These include the annual return (MGT-7), financial statements (AOC-4), and other periodic filings. Non-compliance attracts penalties of ₹100–₹200 per day per form, plus risk of the company being struck off the register.

What is the penalty for missing ROC filing deadlines?

Late MCA filings attract additional fees — currently ₹100 per day per form with no maximum cap. For example, filing MGT-7 one month late costs ₹3,000 extra. If defaults continue, the Registrar can initiate action to strike off the company and directors can be disqualified from holding directorships.

When should a company hold its AGM?

A Private Limited Company must hold its first Annual General Meeting within 18 months of incorporation. Subsequently, AGMs must be held every year within 6 months of the financial year end (i.e., by September 30 for a March 31 year-end). After the AGM, MCA filings must be completed within 30–60 days.

What is DIR-3 KYC and who needs to file it?

DIR-3 KYC is an annual KYC verification required for every individual holding a Director Identification Number (DIN). It must be filed by September 30 each year. Failure to file deactivates the DIN, which means the director cannot act as a director, sign documents, or file any form until the DIN is reactivated (with a ₹5,000 penalty).

Does a company with no transactions need to file?

Yes. Even a dormant company (one with no transactions) must file annual returns and financial statements with MCA. The company can apply for dormant status under Section 455, which reduces filing requirements, but basic annual filings are still required.

What happens if a company misses filings for multiple years?

Extended non-compliance leads to the company being labelled a "defaulting company" and directors being disqualified under Section 164(2). Disqualified directors cannot be reappointed as directors in any company for 5 years. The company may be struck off under Section 248. We help companies regularize past defaults through CFSS (Companies Fresh Start Scheme) when applicable.

Stay Compliant — Avoid Penalties

Let our CA team handle all your ROC filings before the due dates.

Get Started — Free Consultation

Or email us at support@indianlaunch.com